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Chief Compliance Officer Jobs





Job info
SPONSOREDJOB
Company
Location
Wilmington, DE
Posted Date
Nov 28,17
Source
Employer   
Total Views
31

nChief compliance officer of the Investment AdvisersnnThis position ... of fund operations to ensure compliance with a variety of existing ... and in coordination with other compliance officers throughout the..

SPONSOREDJOB
Company
Location
New York City, NY
Posted Date
Dec 01,17
Source
Employer     
Total Views
30

Position summary The chief compliance officer position will be within a ... aspects of the Trust Company's compliance with relevant laws and regulations, ... directors and senior management on compliance

 
Location
Saint Petersburg, FL
Posted Date
Oct 27, 17
Info Source
Employer  - Full-Time   
Total Views
11

SVP, Chief Compliance Officer - Bank Holding Co','1703430','!*!Job Summary: ... company and financial holding company compliance program. Ensures compliance with all applicable laws and ... Company (BHC)/Financial Holding Compliancy (FHC)..

 
Location
Chicago, IL
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
6

Chief Compliance Officer - Nesbitt Burns Securities Limited','1700021109','!*! ... comprised of retail clients. The Chief Compliance Officer (CCO) – BMO NBSL is ... overall management of all regulatory compliance and..

 
Location
Chicago, IL
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
11

... is comprised of retailclients. The Chief Compliance Officer(CCO) u2013 BMO NBSL is accountable ... the overall management of allregulatory compliance and risk management for the ... for reviewing andassessing..

 
Company
Location
Austin, TX
Posted Date
Nov 19, 17
Info Source
Employer  - Full-Time   
Total Views
5

... a hunt for a Deputy Chief Compliance Officer to join their team in ... are exiting responsibilities..Work with the Chief Compliance Officer, and other members of leadership, ... to..

 
Location
Las Vegas, NV
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
5

... overseeing and monitoring the organization’s Compliance and Quality Program. The ideal ... Performance Improvement Programs and OIG compliance program structure. The organization is ... improvement as well as regulatory..

 
Location
Dallas, TX
Posted Date
Nov 23, 17
Info Source
Recruiter  - Full-Time  
Total Views
10

... leader on a team of compliance professionals will • Advising clients ... will • Advising clients on compliance with the Securities Act, Securities ... marketing and advertising materials for..

 
Company
Location
Wilmington, DE
Posted Date
Nov 26, 17
Info Source
Employer  - Full-Time   
Total Views
19

Chief Compliance Officer of the Investment Advisers This ... of fund operations to ensure compliance with a variety of existing ... and in coordination with other compliance officers throughout the..

 
Company
Location
Wilmington, DE
Posted Date
Nov 28, 17
Info Source
Employer  - Full-Time   
Total Views
31

nChief Compliance Officer of the Investment AdvisersnnThis position ... of fund operations to ensure compliance with a variety of existing ... and in coordination with other compliance officers throughout the..

 
Location
Providence, RI
Posted Date
Nov 30, 17
Info Source
Recruiter  - Full-Time  
Total Views
13

Category : General Counsel Location/City : RI - Providence Id : 278818 Overview:Reporting to UNFIâ?'s CEO, the Senior Vice President, General Counsel, Chief Compliance Officer & Corporate Secretary (â General Counselâ?) ..

 
Location
Yonkers, NY
Posted Date
Nov 30, 17
Info Source
Employer  - Full-Time   
Total Views
6

Chief Compliance Officer in Yonkers New York at ... York at https://snbcareers.silkroad.com:443/ at https://snbcareers.silkroad.com:443/ Chief Compliance Officer Tracking Code 218553-912 Job Description ... What you will do: The Chief Compliance..

 
Company
Location
Hartford, CT
Posted Date
Dec 06, 17
Info Source
Employer  - Full-Time   
Total Views
8

Alternate Locations: Hartford, CT (Connecticut); Philadelphia, PA (Pennsylvania); Radnor, PA (Pennsylvania)Relocation assistance is not available for this opportunity.Requisition #40583About the CompanyLincoln Financial Group provides advice and solutions that help empower people ..

 
Company
Location
Houston, TX
Posted Date
Dec 06, 17
Info Source
Employer  - Full-Time   
Total Views
5

Chief Compliance Officer - VALIC Financial Advisors The ... Responsibilities The role of the Chief Compliance Officer - VALIC Financial Advisors (VFA) ... to lead a team of compliance professionals..

 
Company
Location
Houston, TX
Posted Date
Dec 06, 17
Info Source
Employer  - Full-Time   
Total Views
6

Chief Compliance Officer - Group Retirement The newly ... newly created role of the Chief Compliance Officer - Group Retirement is to ... to lead a team of compliance professionals..

 
Company
Location
Boston, MA
Posted Date
Dec 06, 17
Info Source
Recruiter  - Full-Time   
Total Views
12

nThe Company Chief Compliance Officer is responsible for the company’s ... and Latin America risk and compliance programs and for overseeing a ... North America and Latin America-based compliance professionals...

 
Company
Location
Spartanburg, SC
Posted Date
Dec 07, 17
Info Source
Employer  - Full-Time   
Total Views
5

... directing of a comprehensive audit, compliance and risk oversight program that ... Such responsibilities include: nnFunctions as Chief Audit Executive and provides overall ... based on risk.nFunctions as the..

 
Location
Santa Ana, CA
Posted Date
Dec 08, 17
Info Source
Employer  - Full-Time   
Total Views
5

... for serving as the lead compliance resource or Subject Matter Expert ... (SME) for deposit/operations related regulatory compliance. Monitors and manages enterprise compliance risks associated with deposit products .....

 
Location
Riverside, CA
Posted Date
Dec 09, 17
Info Source
Employer  - Full-Time  

... the Associate Vice Chancellor and Chief Compliance Officer (CCO) provides leadership to the ... provides leadership to the campus compliance office, including policy, planning, and ... and promoting a..

 
Location
Riverside, CA
Posted Date
Dec 09, 17
Info Source
Employer  - Full-Time  
Total Views
9

... the Associate Vice Chancellor and Chief Compliance Officer (CCO) provides leadership to the ... provides leadership to the campus compliance office, including policy, planning, and ... and promoting a..

 
Location
Riverside, CA
Posted Date
Dec 10, 17
Info Source
Employer  - Part-Time     

Associate Vice Chancellor and Chief Compliance Officer in Riverside California Associate Vice ... California Associate Vice Chancellor and Chief Compliance Officer Job Number Full/Part Time Schedule ... the Associate Vice..

 
Location
Riverside, CA
Posted Date
Dec 10, 17
Info Source
Employer  - Part-Time     
Total Views
15

Associate Vice Chancellor and Chief Compliance Officer in Riverside California Associate Vice ... California Associate Vice Chancellor and Chief Compliance Officer Job Number Full/Part Time Schedule ... the Associate Vice..

 
Location
Riverside, CA
Posted Date
Dec 12, 17
Info Source
Employer  - Full-Time   
Total Views
4

... the Associate Vice Chancellor and Chief Compliance Officer (CCO) provides leadership to the ... provides leadership to the campus compliance office, including policy, planning, and ... and promoting a..

 
Job title
GRANTED JOB
Location
Albuquerque, NM
Posted Date
Dec 14, 17
Info Source
Employer  - Full-Time   
Total Views
4

Chief HSC Compliance OfficerRequisition IDreq3405Working TitleChief HSC Compliance OfficerPosition Grade18Position SummaryThe UNM Health ... UNM Health Sciences Center Institutional Compliance Program, which incorporates the compliance function for all academic, clinical,..

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