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... the right place for you.The compliance officer works with Netspend employees, Netspend ... that institutional activities are in compliance with federal, state, and local ... as well as payment..
... Financial Solutions seeks an experienced Chief Compliance Officer and General Counsel (CCO-GC) to ... for the entire legal and compliance functions that support our business.Strategic ... lending.Managing a team..
Chief Compliance Officer - Americas','BOS0010M','!*!Chief Compliance Officer, Americas Legal and Compliance Boston, MA, or New York, ... NY USA The Mercer Americas Chief Compliance Officer is responsible for the company’s..
... join the Company’s Legal and Compliance team, in an integral function ... an integral function to a compliance-focused business.u003cbru003eu003c/pu003ernu003cpu003eSpecific responsibilities include (but are ... not limited to):u003c/pu003ernu003culu003ernu003cliu003eTogether with the..
nnnn Chief Compliance Officer (CCO) n Our client is ... and well-managed receivables management firm.nnThe Chief Compliance Officer (CCO) is primarily responsible for ... overseeing and managing the company’s compliance,..
... join the Company?s Legal and Compliance team, in an integral function ... an integral function to a compliance-focused business.?Specific responsibilities include (but are ... not limited to):Together with the..
Chief Compliance Officer in Austin Texas This position ... This position oversees the Corporate Compliance Program by independently and objectively ... and objectively reviewing and evaluating compliance issues within the..
... instructions below. UNIVERSITY OF WASHINGTON Chief Compliance Officer The University of Washington (UW), ... applications for the position of Chief Compliance Officer, UW Medicine/Associate Vice President for ... primary..
... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities LLC, ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and..
... the right place for you.The Compliance Officer works with Netspend employees, Netspend ... that institutional activities are in compliance with federal, state, and local ... as well as payment..
... overseeing and monitoring the organization’s Compliance and Quality Program. The ideal ... Performance Improvement Programs and OIG compliance program structure. The organization is ... improvement as well as regulatory..
The Chief Compliance Officer will insure that the company ... aspects of FINRA and SEC compliance as it relates to Research, ... that the Firm remains in compliance. -Oversee all..
Major Job Responsibilities:Coordinate with the Legal Department the establishment and maintenance of the health licensing of the insurance company.Provide technical and product knowledge of health insurance to the Compliance Department to ..
What you'll be doing
The individual will develop the overall compliance plan for the company. Finding and identifying areas to focus for immediate impact and improvement, keeping the long-term ..
... Fund in need of a Chief Compliance Officer to advise on SEC, FHA/HUD, ... real estate) or in-house (in compliance, real estate or hedge fund). ... categories: Real Estate,..
Program Manager VI - Assistant Chief Operating Officer for Compliance in Worcester Massachusetts The Worcester ... Hospital is seeking an Assistant Chief Operating Officer for Compliance. The Assistant Chief Operating..
... overseeing and monitoring the organization’s Compliance Program. The ideal candidate must ... Performance Improvement Programs and OIG compliance program structure. The organization is ... improvement as well as regulatory..
... looking for a full-time Corporate Compliance Officer to join their team and ... aspects of the Branch's corporate compliance program.Responsibilities: Oversees annual reviews and ... updates of Branch’s Legal..
nChief Compliance Officer - Small Boston RIAA Registered ... background in mutual fund/investment adviser compliance.In this role you will be ... one-person-show when it comes to compliance. You will work..
... Details Job Summary: The System Chief Compliance Officer reports directly to the Board ... a dotted line to the Chief Executive Officer and is responsible for directing ... components..
... Title: General CounselRole reports to: Chief Executive OfficerRelocation is not available ... searchSummary:General Counsel will be the chief legal adviser for the CEO ... company conducts its business in..
... leader on a team of compliance professionals will • Advising clients ... will • Advising clients on compliance with the Securities Act, Securities ... marketing and advertising materials for..
Chief Compliance Officer – Treasury and Trade Solutions ... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,New ... Education: Bachelor's Degree Job Function: Compliance and..